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New Article – FINRA Examines Broker Compensation Conflict

Investor Defenders

Investor Defenders have published a new article.

FINRA Examines Conflict in Broker Compensation

As reported by Investment News recently, FINRA has sent letters to brokerage firms asking about Broker Compensation. The goal is to discourage firms from selling products that benefit the brokerage firm and the broker at the expense of the customer.

Be sure to check their website for the full article. If you have concerns about your financial advisor or investment portfolio, please contact the SYK Investor Defenders team at 800.647.8130 or visit our website at www.investordefenders.com for more information.