– Est. –
1927

New Article – Form U5 Information Gets to BrokerCheck Faster with New FINRA Rule Change

Investor Defenders have published a new article.

Form U5 Information Gets to BrokerCheck Faster with New FINRA Rule Change

Effective December 12, 2015, certain information provided on the registration termination paperwork (Form U5) for a brokerage firm or terminated broker will be accessible on BrokerCheck in 3 business days instead of 15.

Be sure to check the Investor Defenders website for the full article. If you have concerns about your financial advisor or investment portfolio, please contact the SYK Investor Defenders team at 800.647.8130 or visit our website at www.investordefenders.com for more information.

Accessibility