FINRA Securities Arbitration

When investment losses occur in a stock brokerage account, claims for investment losses usually have to be filed in a FINRA arbitration proceeding rather than court. That is because virtually every firm’s forms that you must sign when you open an investment account have a provision stating that you agree to go to arbitration rather than court if there is ever a dispute.

If headed to arbitration, it is critical that you have counsel who is specifically experienced in arbitration. That experience is available to you at 800.647.8130 with a free and confidential initial consultation with a member of our skilled Investor Defenders team.