Emerging Leaders for Oregon – Women, Wine & Words of Wisdom

In honor of Women’s History Month, join Emerging Leaders for a special evening celebrating women empowering women. SYK attorney Victoria Blachly will be among the guest speakers from professional, non-profit and political arenas sharing their experiences working on behalf of women, their perspectives on leadership and success, and their wisdom on what can be done to work towards a stronger future for Oregon.

Read More

Information About The Aequitas Investigation

Looking for Information about the Aequitas Investigation and Investors? Investors looking for information about their investment funds and private promissory notes issued by one of the Aequitas companies operating out of Lake Oswego, Oregon have come to the right place. We have created a site specifically designed for those seeking more information about the Aequitas investigation. […]

Read More

New Article – Form U5 Information Gets to BrokerCheck Faster with New FINRA Rule Change

Investor Defenders have published a new article. Form U5 Information Gets to BrokerCheck Faster with New FINRA Rule Change Effective December 12, 2015, certain information provided on the registration termination paperwork (Form U5) for a brokerage firm or terminated broker will be accessible on BrokerCheck in 3 business days instead of 15. Be sure to […]

Read More

Happy Love Your Lawyer Day

“Love Your Lawyer Day” was created in 2001 by a legal marketer, and the ABA Law Practice Division is hoping the day will be a way to recognize lawyers, and celebrate them for their contributions. The day is celebrated on the first Friday in November. For more information about the holiday, check out the Wall […]

Read More

New Article – Banks Quoted in Investment News Article

Investor Defenders have published a new article. Banks Quoted in Investment News Article Regarding Expungement Language Investor Defender attorney Robert S. Banks, Jr. was recently quoted by Investment News, in an article about FINRA arbitration expungement procedures. Be sure to check their website for the full article. If you have concerns about your financial advisor or investment portfolio, […]

Read More

New Article – FINRA Examines Broker Compensation Conflict

Investor Defenders have published a new article. FINRA Examines Conflict in Broker Compensation As reported by Investment News recently, FINRA has sent letters to brokerage firms asking about Broker Compensation. The goal is to discourage firms from selling products that benefit the brokerage firm and the broker at the expense of the customer. Be sure […]

Read More