The Investor Defender Team

Who We Represent & How We Succeed

Four of our cases have been appealed up to the Ninth Circuit Court of Appeals. We prevailed in that court all four times. The amount of settlements, verdicts and awards received for our clients from 2010 to 2013 exceeds $20 million. In the last ten years, 11 individual verdicts and arbitration awards exceeded $1 million each. We choose only cases that we believe we can win!

Please note that every case is unique, and past successes can never guarantee future outcomes.

Clients We Have Represented

Physicians, professors, pension funds, NBA basketball star, judges, attorneys, teachers, pipeline workers, financial advisors, broker-dealers, government agencies, retirement funds, developers, family trusts, North American Securities Administrators Association (“NASAA”), Financial Industry Regulatory Authority (“FINRA”), Public Investors Arbi- tration Bar Association (“PIABA”), and investor groups numbering from two to 50.

Some Entities We Have Sued

Merrill Lynch, Morgan Stanley, UBS, Wells Fargo, Raymond James, Charles Schwab, KMS, SII Investments, Sentra Securities, hedge funds, Schwabe Williamson & Wyatt, Holland & Knight, Seward & Kissell, and smaller law firms. We’ve prevailed against some of the largest law firms in the world.