Education

  • Lewis & Clark Law School, J.D.
  • Magna cum laude
  • Columbia University, M.A.
  • Andrew W. Mellon Fellowship in Humanistic Studies
  • Reed College, B.A.
  • Phi Beta Kappa (Beta of Oregon)

Darlene Pasieczny (“Pah-shetch-nee”) is a securities and fiduciary litigator, and appellate attorney. In addition, she leads the Investor Defenders practice group at Samuels Yoelin Kantor LLP.

Pasieczny’s knowledge in the field of securities litigation and FINRA arbitration gives her the edge to help her clients recover investment losses. Darlene is licensed in Oregon and Washington. However, her FINRA arbitration practice enables her to represent investors nationwide. This involves claims of financial advisor misconduct or defective securities products. FINRA arbitration is the main forum for resolution of legal disputes between investors and securities industry professionals. It is a specialized forum with its own procedural rules – and Darlene knows how to navigate them. Darlene regularly works with state and federal securities regulators to improve the rules of this forum.  Darlene also serves as a FINRA arbitrator. Visit the Investor Defenders site to learn more.

Darlene also represents parties in other financial and fiduciary litigation. These include representing trustees, beneficiaries, and other interested parties in trust and estate disputes such as will contests, undue influence claims, and nonjudicial amendments to trust terms.   Other types of cases include  shareholder rights cases, complex civil litigation, and elder financial abuse. Matters such are these may involve friends, family, or trusted caretakers in very difficult situations. Where possible, Darlene helps her clients resolve disputes by mediation or informal settlement.

Appeals happen.

Cases don’t always end at the trial level or arbitration award – sometimes a party appeals a decision. Darlene also represents parties in the appellate courts. She has successfully represented clients before the Oregon Court of Appeals, Oregon Supreme Court, the Washington State Court of Appeals, and on briefing to the Supreme Court of the United States. 

Recognized by her peers for her dedication to her practice.

Since 2012, Darlene has been an active member of the Public Investors Advocate Bar Association (PIABA). PIABA is an international bar association. PIABA members represent investors in disputes with the securities industry. She was awarded PIABA’s 2017 Outstanding Service Award. In 2018, she was elected to its Board of Directors. And in 2019. Ms. Pasieczny was elected to the office of Treasurer for PIABA.

In addition, she was elected Chair of the Oregon State Bar’s Securities Regulation Section for year 2021.  Darlene is also active with the Alumni Association and Board of Trustees for Reed College. In her volunteer work she helps connect students and alumni for career assistance and professional development.

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Affiliations & Associations

  • Oregon State Bar
  • Washington State Bar
  • U.S. District Court, District of Oregon
  • Gus J. Solomon American Inn of Court
  • Multnomah Bar Association
  • Oregon Women Lawyers, Portland Chapter
  • Public Investors Advocate Bar Association (PIABA)

Select Service, Honors & Awards

  • FINRA’s National Arbitration & Mediation Committee (NAMC), Public Member, June 2021 – Present
  • PIABA, Treasurer, 2019 – Present
  • Oregon State Bar, Securities Regulation Section
    • Chair (2021)
  • Reed College Board of Trustees
    • Alumni Trustee, 2018 – Present
  • PIABA Board of Directors, 2017 – Present
  • PIABA Outstanding Service Award, 2017
  • PIABA SRO Committee, member 2012 – Present
    • Co-chair 2015 – 2017
  • PIABA Securities Law Seminar Committee, 2015 – Present
  • Reed College Alumni Board, At-Large Member, 2015 – 2018
  • Chair of Reed Career Alliance (RCA) Committee, 2016 – 2017
  • Graduated magna cum laude, Lewis & Clark Law School
  • Andrew W. Mellon Fellowship in Humanistic Studies
  • Phi Beta Kappa (Beta of Oregon), Reed College

Reviews

“I highly recommend Darlene Pasieczny. She is a lawyer who is personable, knowledgeable, and responsive. Darlene has the unique ability to provide very clear explanations of the legal process every step of the way. From the first time I spoke with her about my lawsuit, to the successful conclusion, Darlene was always the support I needed.”

– Jacki, Dispute with Financial Advisor over Promissory Note Investment

Select Speaking Engagements & Publications

  • Speaker, “Liability Under the Oregon Securities Law: Landscapes and Minefields,” Multnomah Bar Association, Advising Oregon Businesses Fall Series, Portland, OR, October 2020
  • Author, “States Adopting NASAA’s Model Act to Protect Vulnerable Adults from Financial Exploitation (Mandatory and Permissive Conduct by Financial Advisors),” PIABA Bar Journal, Vol. 26, No. 2 (2019)
  •  Moderator, “Two Case Studies in Securities Litigation: Aequitas SEC Receivership (OR) and Federal Home Loan v. Credit Suisse (WA),” 40th Annual Northwest Securities Institute, Seattle, WA, March 2020
  • Speaker, “Recent Tools to Combat Financial Elder Abuse: Mandatory and Permissive Conduct Under FINRA Rules and Oregon Law for Securities Professionals,” Oregon Sate Bar Securities Regulation Section, Portland, February 2019
  • Author, “New tools help financial professionals prevent elder abuse,” Oregon State Bar Elder Law Newsletter, Volume 22, January 2019
  • Speaker, “Lunching with Fiduciary Litigators: Red Flags and Strategies for Oregon and Washington,” SYK Seminar Series, Portland, OR, July 2018
  • Speaker, “Financial Elder Abuse, FINRA & State Legislation: What Securities Professionals, Financial Institutions, and Trust Companies Need to Know,” Portland, OR, July 2018
  • Moderator, “The Speeding Train of Cryptocurrency Investments, Supervision, and Securities Regulation,” PIABA Mid-Year CLE, Los Angeles, CA, May, 2018
  • Guest Speaker, Investor Protection Clinic, William S. Boyd School of Law, University of Nevada, Las Vegas, April 2018
  • Speaker, “The Nuts and Bolts of SEC Whistle-blower Claims – and how the Recent Digital Realty case Changed the Landscape,” Oregon State Bar Securities Regulation Section, Portland, OR, March 2018
  • Speaker, “Senate Bill 95, House Bill 2622, and FINRA Rules 2165 & 4512: What Oregon Securities Professionals, Financial Institutions, and Trust Companies Need to Know,” Samuels Yoelin Kantor LLP, Portland, OR, March 2018
  • Speaker, “Senate Bill 95: Safeguarding Seniors,” FPA of Oregon & SW Washington, Portland, OR, February 2018
  • Guest Speaker, St. John’s University School of Law, Securities Arbitration Clinic, Queens, NY, February 2018
  • Moderator, “Cybersecurity: Regulation and Enforcement in the Battle of Attacks on Investors and Firm Information,” PIABA Securities Law Seminar, Colorado Springs, CO, October 2017
  • Panelist, “FINRA Securities Dispute Resolution – What Lies Beyond the Task Force?” 19th Annual ABA Section of Dispute Resolution Spring Conference, San Francisco, CA, 2017
  • Speaker, “War & PEAC: Negotiating with the Tech Industry over Fiduciary Access to Digital Property,” Northwest Planned Giving Roundtable Annual Conference, Portland, Fall 2016
  • Speaker, “War & PEAC: Negotiating with the Tech Industry over Fiduciary Access to Digital Property,” SW Washington Estate Planning Council, Vancouver, WA, 2016
  • Speaker, “Red Flags in Your Incoming Client’s Portfolio? What You Should Know About Securities Claims for Recovering Investment Losses,” Financial Planning Association of Oregon and SW Washington, Portland, OR, 2016
  • Moderator, “Blowing the Whistle Under Dodd-Frank & SOX: The SEC’s and CFTC’s Whistle-blower Program,” PIABA Securities Law Seminar, San Diego, CA, 2016
  • Moderator, “Clearing Firm Liability,” PIABA Securities Law Seminary, Ponte Verda Beach, FL, 2015
  • Speaker, “Creditors’ Claims,” Oregon Law Institute, 2015 ABCs of Decedents’ Estate Administration, Portland, OR, 2015
  • Panelist, “Latest Developments in FINRA Securities Arbitration,” 17th Annual ABA Section of Dispute Resolution Spring Conference, Seattle, WA, 2015
  • Speaker, “Recent Developments at FINRA“, 33rd Annual Northwest Securities Institute, Portland, OR, 2013